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How Did Carnot's Wrong Idea About Heat Lead to the Right Limit for Steam Engines?

Category: Technology

A person once thought heat flowed like water. Today, we know that idea is wrong. Yet, the conclusion he reached in 1824—that no heat engine can exceed a certain limit—still stands today [1]. Why did the conclusion survive when the starting point was mistaken?

We can trace the path of Sadi Carnot, a 28-year-old engineer. His book was written, ignored during his life, and then passed on by others. This article explores how a wrong assumption led to a lasting truth.

1. What Did the French Engineer Carnot Want to Know About Heat Engines?

Carnot was a French engineer born on June 1, 1796. He studied at the École Polytechnique in Paris [1]. In 1824, at age 28, he published *Reflections on the Motive Power of Fire* [2]. This is considered the only book he published while alive.

In the beginning of the book, Carnot states his problem. Steam engines are important, and their use is growing, yet their theory is barely understood. Efforts to improve them rely almost entirely on chance [3]. Engines improved through trial and error without clear logic. Carnot wanted to know how to design a good steam engine properly. What did he look at to find this answer?

2. How Does Comparing Heat to a Waterfall Explain an Engine's Power?

Carnot believed that the power of a heat engine comes not from heat being "consumed," but from heat moving from a hot object to a cold one. He compared this to a waterfall and a water wheel [3]. The power to turn a water wheel depends not just on the amount of water, but on the height difference between the upper and lower pools. Similarly, if there is no difference between the hot side and the cold side, the engine cannot run.

One example of this view is his explanation of high-pressure steam engines. Carnot stated that the advantage of high-pressure engines is that they can use a larger "heat drop" [3]. However, his understanding that "heat is only transferred, not used" was based on the caloric theory of his time, which differs from our current view. Today, we understand that some heat changes into work. So, what can we say from this view of "difference"?

3. Is There a Maximum Power That No Heat Engine Can Exceed?

Carnot stated that there is a maximum value for the power of heat obtained between two objects, and no machine can exceed it. He also said that heat power does not depend on the working substance (the fluid used) but only on the temperatures of the two objects [3]. In modern terms, if the hot side temperature is Th and the cold side is Tc, the maximum efficiency is 1 − Tc/Th. Real engines working between these two temperatures cannot be more efficient than this. The larger the temperature difference, the higher the limit [5]. Note that this formula was not in the 1824 book; it was written later after absolute temperature was defined.

For example, if the heat source is 200°C (473K) and the cold side is 25°C (298K), the calculation is 1 − 298/473 ≒ 0.37. The limit is about 37% [6]. Calculations use temperatures converted to Kelvin (K). This is only the upper limit; real engines will be lower. Knowing there is a limit is a big step. However, there was a problem with the starting point of this idea.

4. Why Was Carnot's Caloric Theory Premise Wrong While His Conclusion Remained?

In Carnot’s time, the mainstream view was the caloric theory, which saw heat as a fluid called "caloric" that is conserved. Carnot’s theory was based on this idea [4]. In modern thermodynamics, this premise is incorrect. Yet, the conclusion that heat engines have an unbreakable limit remained [4]. The sources used here do not explain in detail why it survived. What is known is the fact that the conclusion lived on despite the wrong premise, and it took time to be recognized.

Was the book recognized immediately after publication?

5. How Did Carnot's Ideas Spread Without His Original Book?

Carnot’s book had almost no influence when published [1]. In 1834, Émile Clapeyron, another French engineer, introduced Carnot’s ideas using a pressure-volume diagram (PV diagram), and it finally gained attention [1]. Some sources note that it was not completely unnoticed [7]. In the late 1840s, Lord Kelvin (William Thomson) and Clausius in 1850 took up these ideas. Both are said to have learned the content through Clapeyron’s paper because they could not find the original book [4]. This flow led to the second law of thermodynamics. Ideas passed from person to person even without the original text. So, what was Carnot himself thinking after this?

6. What Do Carnot's Notes Left After His Death Reveal?

Carnot died at age 36 in 1832 during a cholera epidemic [1]. Manuscripts remained. The notes suggest he was moving away from the caloric theory and considering if heat was motion. They even included experimental plans to find the mechanical equivalent of heat [7]. Some of these plans are said to be the same as experiments Joule actually performed about 20 years later.

The notes became public much later. One source states that his brother Hippolyte Carnot added them as an appendix in a 1878 reprint [8]. Therefore, the content of the notes was not known to scientists at the time. The notes show he was thinking heat might be motion. Considering this, the meaning of his book looks a little different.

7. How Can You Calculate an Engine's Limit Yourself With a Calculator?

You can check the temperature difference and limit with a calculator. If the heat source is 100°C (373K) and the cold side is 25°C (298K), then 1 − 298/373 ≒ 0.20. This is about 20%. Compared to the previous example of 200°C (about 37%), you can see that a larger temperature difference leads to a higher limit.

You can also look for steam engines in science museums. Compare the hot side and the cold side with Carnot’s "waterfall" idea. The English translation of Carnot’s original work is available on Project Gutenberg. For everyday research, refer to the source pages listed.

Sources

  1. Linda Hall Library, Scientist of the Day: Sadi Carnot https://www.lindahall.org/about/news/scientist-of-the-day/sadi-carnot (Supports birth/death dates, caloric theory, and Clapeyron's role.)
  2. Wikipedia: Reflections on the Motive Power of Fire https://en.wikipedia.org/wiki/Reflections_on_the_Motive_Power_of_Fire (Supports the 1824 publication date.)
  3. Sadi Carnot, Reflections on the Motive Power of Heat (Thurston English translation), Project Gutenberg https://www.gutenberg.org/cache/epub/78610/pg78610.txt (Supports the problem statement, heat drop analogy, and efficiency limit.)
  4. arXiv 2508.17027, Reflections of Sadi Carnot https://arxiv.org/html/2508.17027v1 (Supports the caloric premise and the inheritance by Thomson and Clausius.)
  5. Wikipedia: Carnot's theorem (thermodynamics) https://en.wikipedia.org/wiki/Carnot%27s_theorem_(thermodynamics) (Supports the maximum efficiency formula.)
  6. University of Sydney, Thermodynamics lecture notes thermal10 https://www.physics.usyd.edu.au/~helenj/Thermal/PDF/thermal10.pdf (Supports the calculation example for 200°C and 25°C.)
  7. MacTutor, Sadi Carnot biography https://mathshistory.st-andrews.ac.uk/Biographies/Carnot_Sadi/ (Supports the details of the surviving notes.)
  8. arXiv 2501.15787 https://arxiv.org/pdf/2501.15787 (Supports the 1878 publication of the notes (excerpt only).)