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Why Didn't Einstein Win the Nobel Prize for Relativity?

Category: Space & Astronomy

Ask people what Albert Einstein did, and nearly everyone says "relativity." Ask what he won the Nobel Prize for, and many say "relativity" again. That second answer is wrong.

The short answer: the Nobel Prize in Physics went to Einstein "for his services to Theoretical Physics, and especially for his discovery of the law of the photoelectric effect," which is about how light knocks electrons out of metal[1]. Relativity was not in the citation. In 1921 it was still hotly argued over, and the prize committee did not trust the evidence for it. The longer story is how a young man working in a patent office won a prize for an idea many people know less about: the photoelectric effect.

1. How Did a Patent Office Worker Produce So Much Physics in 1905?

Einstein was born in Ulm, Germany, in 1879. He trained as a physics and mathematics teacher at the Swiss Federal Polytechnic School in Zurich. When he finished in 1901, he could not find a teaching job, so he accepted a post as a technical assistant at the Swiss Patent Office in Bern[1]. A patent office checks whether an inventor's new idea is really new and really works.

In his spare time at that desk he produced "much of his remarkable work"[1]. The Nobel Foundation describes the 1905 papers as several "epoch-making studies," and three of them matter for our question:

  • Special relativity. The theory grew from a question: how could the laws of motion fit with the laws of electricity and magnetism? Those laws also describe light[1]. Its best-known results are that time and length are not the same for everyone who is moving at different speeds.
  • Brownian motion. Tiny specks floating in a liquid jiggle without stopping. Einstein worked out a theory of why, based on the speck being bumped by the liquid's molecules[2].
  • Light as packets of energy. Light can behave as if it comes in separate "quanta," which we now call photons[1]. This is the work behind the prize.

Hold on to the difference between these ideas. One of them, as the next section shows, was unusually easy to test with a laboratory experiment.

2. What Is the Photoelectric Effect, and Why Did It Count as a Discovery?

Shine light on a metal plate and, under the right conditions, the plate gives off electrons. By the late 1890s, experiments had shown something strange. Brighter light made more electrons come out, but it did not make each electron move faster. What changed the electrons' speed was the light's color, or frequency: higher-frequency light, such as ultraviolet, gave faster electrons[2]. Below a certain frequency, no electrons came out at all, however bright the light.

Einstein's 1905 explanation was that light delivers its energy in packets, and a packet's energy depends on its frequency. One packet can hand its energy to one electron. If a packet does not carry enough energy to free the electron, nothing happens[1][2]. A simple way to picture it: a vending machine that needs a coin of a certain value. Pouring in a bucket of coins that are each worth too little would not work, but one coin of high enough value does. (That is only a picture, not how the physics is usually written down.)

Here is the part that mattered for the prize committee. Einstein's law could be measured. The committee's chairman, Svante Arrhenius, said in his 1922 presentation speech that the law "has been extremely rigorously tested by the American Millikan and his pupils and passed the test brilliantly"[2]. A result that survives careful experiments is exactly what a physics prize looks for.

3. Why Was Relativity Treated as Too Uncertain for a Prize?

Relativity was not ignored. In the same 1922 speech, Arrhenius said that no living physicist was as widely known as Einstein, and that most discussion centered on relativity. But he described the theory as pertaining "essentially to epistemology," the study of what we can know, and said it was "the subject of lively debate in philosophical circles"[2]. That is a polite way of saying it was not yet treated like a settled result from the laboratory.

The big test of Einstein's later theory of gravity, general relativity, had come in 1919. Theory said that starlight passing close to the Sun should be bent slightly by its gravity. Stars are normally invisible next to the Sun, but during a total solar eclipse they can be photographed. On May 29, 1919, Arthur Eddington photographed the eclipse on Príncipe, an island off West Africa, while his astronomer colleagues photographed it at Sobral, in Brazil. Both concluded that the starlight had bent as predicted[4]. The results were announced in London on November 6, 1919, and the news made Einstein a worldwide celebrity[3].

Many physicists were convinced. Not everyone was. The plates were hard to measure, and some were of poor quality. A historian of the prize, Robert Friedman, reports that the Nobel committee's own experts did not accept the British data as valid evidence: one of them, Arrhenius, wrote in 1920 that the possible measurement error was larger than the effect being measured[3]. Later measurements did confirm that gravity bends light, but that was after 1921.

That is the practical reason relativity was not the safe choice. The committee's members, Friedman writes, held a strong commitment to experiments, and in 1921 they would not recognize relativity as proven[3]. Friedman also notes that politics and prejudice against Einstein were swirling around relativity in Germany then, and that the committee's reports cited some of that material[3]. Both of those things are worth knowing before you assume the committee simply weighed the evidence calmly.

4. Why Did the Prize Come a Year Late?

The date is a small surprise of its own. Nothing was given in 1921. The 1921 prize was held back and reserved for later[3]. On November 9, 1922, the Royal Swedish Academy of Sciences, the Swedish body that chooses the physics laureates, voted to give Einstein the reserved 1921 prize[3]. The ceremony was on December 10, 1922. Einstein was too far away to attend[2]. The Nobel Foundation's own page says simply that he "received his Nobel Prize one year later, in 1922"[1].

Sources disagree about how the wording was chosen

According to Friedman's reading of the Academy's archives, one committee member, the theoretical physicist Carl Wilhelm Oseen, had nominated Einstein specifically for the "law" of the photoelectric effect, a phrase he chose with care. It named a result that experiments had backed up, and it let the prize go to Einstein without a ruling on relativity[3]. Friedman argues that the older official telling, which blames a single committee member's mistaken evaluation, is too simple[3]. I read only the abstract of a second article on this episode[5], so I cannot say how closely it agrees. The safe summary is: the citation is certain, the "why" is a story historians are still telling in more detail.

5. Was the Prize-Winning Idea a Minor One After All?

No. In 1922 the quantum theory of light looked far less glamorous than relativity, but Arrhenius told the audience that Einstein's work had perfected the quantum theory "to a high degree" and that his law had become the basis of quantitative photochemistry in the same way that Faraday's law is for electrochemistry[2]. Light as packets of energy turned out to be a starting point for quantum physics, the physics of the very small.

So "the Nobel was for the less important work" is not the right lesson. A better one is that a prize records what the judges were ready to stand behind at the time. Relativity later became one of the best-tested theories in physics, and the story of that testing is a story still being written.

Try It Yourself: Check a Famous Claim and Read the Original

  • Test a "fact" you have heard. Pick a famous claim, such as what Einstein won his prize for, and see whether you can find the official source. The Nobel Foundation's page for the 1921 physics prize is short and shows the exact wording.
  • Read a real speech. The 1922 presentation speech is free on the Nobel Prize website. You can skip the technical middle and read the beginning and end to see how a committee chair explained the choice to the king and the audience at the ceremony.
  • Make a light-and-coin picture of your own. Think of another everyday thing that only works above a threshold, such as a doorbell button that needs a firm press, and ask whether it behaves like the photoelectric effect.

Sources

This article is a personal summary based on the public sources listed below. I read the first three pages in full. For the second arXiv item I read only the abstract. Friedman's article was cut off partway through its 1922 section in my reading tool, so what I say about the wording of the prize comes from the part I read. Alongside these I read a few news-style summaries of the 1919 eclipse that I do not list, because they repeated the same points.

  1. The Nobel Foundation, "The Nobel Prize in Physics 1921" (prize summary), "Albert Einstein – Facts," and "Albert Einstein – Biographical." https://www.nobelprize.org/prizes/physics/1921/einstein/facts/ (Read in full. The prize citation, birth and career dates, the patent office job, the 1905 work, and the 1922 award date. The biographical page was cut off near the end; the part used here was read.)
  2. S. Arrhenius, Chairman of the Nobel Committee for Physics, presentation speech, December 10, 1922. https://www.nobelprize.org/prizes/physics/1921/ceremony-speech/ (Read in full. How the committee described relativity, Brownian motion and the photoelectric law, the Millikan tests, and Einstein's absence from the ceremony.)
  3. Robert Friedman, "The dramatic story behind general relativity's Nobel Prize snub," Advanced Science News, August 10, 2022. https://www.advancedsciencenews.com/the-dramatic-story-behind-general-relativitys-nobel-prize-snub/ (Read most of it. A popular article by a historian of the prize, based on the Academy's archives. It is one historian's account, and it disagrees with the Academy's older version; I used it for the committee's reasoning, the eclipse announcement date, and the November 9, 1922 vote, which also records the 1921 prize as reserved.)
  4. "Einstein and Eddington and the eclipse in Principe: Celebration and science 100 years after," arXiv:1912.08354 (Gazeta de Física 42, 2019). https://arxiv.org/abs/1912.08354 (Abstract only. The May 29, 1919 eclipse photographed at Príncipe and Sobral, and the conclusion that starlight was deflected.)
  5. "The incredibly strange story of Einstein's Nobel prize," arXiv:2112.13519 (Resonance 27, 2022). https://arxiv.org/abs/2112.13519 (Abstract only. It confirms that the prize was for photoelectricity, not relativity, and that Einstein did not receive it in 1921.)

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